Commodity Futures Trading Commission

Results: 2987



#Item
691Commodity Futures Trading Commission / Futures contract

CFTC Rule 1.73(a)(2)(v)(B) Customer Limit Screening Agreement Pursuant to CFTC Rule 1.73(a)(2)(v)(B), _____________________ (“Ultimate Clearing Firm”) is required to have an agreement with Account Managers that execu

Add to Reading List

Source URL: www.fia-tech.com

Language: English - Date: 2013-05-21 11:30:18
692Finance / Futures contract / Derivative / Commodity Exchange Act / Commodity Futures Modernization Act / Financial economics / Commodity Futures Trading Commission / Financial system

FCM Acknowledgment Letter for CFTC Part 22 Cleared Swaps Customer Account [Date] [Name and Address of Bank, Trust Company, Derivatives Clearing Organization or We refer to the Segregated Account(s) which [Name of Futures

Add to Reading List

Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:33:31
693ISDA Master Agreement / International Swaps and Derivatives Association / Derivative / Over-the-counter / Commodity Futures Trading Commission / Futures contract / Repurchase agreement / Swap / United States housing bubble / Financial economics / Finance / Investment

FIA-ISDA CLEARED DERIVATIVES EXECUTION AGREEMENT1 CAUTION: THIS FIA-ISDA CLEARED DERIVATIVES EXECUTION AGREEMENT IS DESIGNED AS AN OPTIONAL BASIC DOCUMENT FOR MARKET PARTICIPANTS SEEKING TO ADDRESS THE ITEMS SET FORTH HE

Add to Reading List

Source URL: www.fia-tech.com

Language: English - Date: 2012-09-25 14:25:33
694Swap / Derivative / Commodity Futures Trading Commission / Futures Industry Association / Futures contract / Counterparty / Credit / Financial economics / Finance / Financial system

MEMORANDUM FIA-ISDA CLEARED DERIVATIVES EXECUTION AGREEMENT The Futures Industry Association (“FIA”), together with the International Swap and Derivatives Association (“ISDA”), is re-publishing the attached FIA-I

Add to Reading List

Source URL: www.fia-tech.com

Language: English - Date: 2012-09-25 14:24:00
695Systemic risk / Dodd–Frank Wall Street Reform and Consumer Protection Act / Volcker Rule / Commodity Futures Trading Commission / Repurchase agreement / Late-2000s financial crisis / Goldman Sachs / Basel III / Federal Reserve System / Financial economics / Finance / Economics

Corporate and Finance Legal Update Cybersecurity Paper: Prospects for Global Restraints on Cyberattack Regulators Press Banks to Prepare Defenses Against Cyber Attack Regulators Form Cybersecurity and Critical Infrastru

Add to Reading List

Source URL: www.fsvc.org

Language: English - Date: 2013-06-20 17:26:37
696Commodities market / Funds / Late-2000s financial crisis / Commodity Futures Trading Commission / Financial markets / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity pool / Exchange-traded fund / Commodity Pool Operator / Financial economics / Investment / Finance

Microsoft Word - 12_commod_inv_gov_reg_final.docx

Add to Reading List

Source URL: www.ici.org

Language: English
697Financial economics / Economics / Financial system / Commodity Futures Trading Commission / Nadex / Futures contract

Microsoft Word[removed]CFTC Proposed Rules on Segregated.Secured Ack Letters - March 2009.doc

Add to Reading List

Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:40:33
698Debits and credits / Futures contract / Security / Financial economics / Finance / Business / Commodity Futures Trading Commission

Regulatory Update TO: Chief Financial Officers Chief Compliance Officers

Add to Reading List

Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:38:54
699Open outcry / Financial economics / Securities Exchange Act / Commodity Futures Trading Commission / Investment / Financial system / Minneapolis Grain Exchange / Stock market / United States securities law

Microsoft Word - Chap 01DRAFTMIX.doc

Add to Reading List

Source URL: www.mgex.com

Language: English - Date: 2012-10-23 14:27:47
700Commodity Futures Trading Commission / Commodity Pool Operator / Commodity Futures Modernization Act / Commodity pool / Financial system / Commodity Exchange Act / Commodities market / Financial economics / Financial regulation

IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA INVESTMENT COMPANY INSTITUTE, CHAMBER OF COMMERCE OF THE UNITED STATES OF AMERICA, Plaintiffs,

Add to Reading List

Source URL: www.ici.org

Language: English
UPDATE